Literature●●●●●Difficulty 4 of 5

Can a novelist let the characters argue back and win?

A critic who was later exiled to Kazakhstan argued that Dostoevsky wrote novels in which the author is just one voice among equals.

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Yes, said the Russian critic Mikhail Bakhtin, and Dostoevsky did it. In literature, polyphony is a feature of narrative that includes a diversity of simultaneous points of view and voices. Bakhtin borrowed the word from music. He found in Dostoevsky's novels "a plurality of independent and unmerged voices and consciousnesses".

In an ordinary, monological novel, the author's ideology dominates and the author keeps ultimate semantic authority at all times. Characters carry the author's plan. In Dostoevsky, Bakhtin argued, the major characters are not only objects of the author's discourse but subjects of their own. Each one is what Bakhtin calls a voice-idea, an idea that lives in a personality. The author does not hide, but places his own position among voices that disagree with it and provokes their confrontation. Since his voice has no more existential weight than any other, he does not know in advance how it will come out.

Two kinds of novel, two kinds of author

Monological

  • The author's ideology unifies the work
  • The author keeps ultimate semantic authority at all times

Polyphonic

  • Many unmerged, equally valid voices
  • The author's position is one voice among others and the outcome is unknown

That sounds like a technique, but for Bakhtin it was a view of truth. A monologic truth is true or false independently of whoever utters it. Bakhtin thought truth needs many consciousnesses and comes into existence where they meet.

His book on Dostoevsky came out in 1929, but just as it was being introduced, in December 1928, he and a number of others were apprehended by the Soviet secret police. His sentence of up to ten years in the Solovki camps was commuted to exile in Kazakhstan, where he and his wife spent six years. The book was republished with significant additions in 1963.

Bakhtin's Dostoevsky book
  1. 1929

    Problems of Dostoevsky's Creative Art is published, in Leningrad

  2. 1963

    Republished with significant additions as Problems of Dostoevsky's Poetics

Quiz me

0/3

  1. 1.What separates a polyphonic novel from a monological one, in Bakhtin's account?
  2. 2.What is a "voice-idea"?
  3. 3.Why is Bakhtin's own authorship "disputed"?

Recap

In a polyphonic novel each character is a voice-idea with equal rights, and the author is one voice in the dialogue, not its judge.

💡 A trick to remember it · A monologue is a speech from the stage; a polyphonic novel is a dinner table where the host also argues and does not know who will win.

Surprising fact · Dostoevsky's theorist was exiled for six years to Kazakhstan, and some texts once credited to him are now attributed to his friends.

Sources (3)

No source, no claim. Every fact in this lesson (18 claims) cites at least one of these.

  1. [1]Polyphony (literature) · Wikipedia
  2. [2]Problems of Dostoevsky's Poetics · Wikipedia
  3. [3]Mikhail Bakhtin · Wikipedia
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