Is a film really made by its director? The fight over the auteur
A film takes hundreds of people. Why do we say a film is by one of them? A French critics' manifesto, and an American critic's feud, explain it.
▶ Start the storyWhen we say a film is "by" a director, we are using an idea with a date and an author. Before the formal development of auteur theory, the producer was considered a film's most important influence. Then French critics argued that a film's director is its true author: an auteur, an artist who can manifest a personal style, vision and thematic focus across a diverse body of work, like the author of a novel or a play.
The idea began in French criticism of the late 1940s and 1950s, from the writings of André Bazin, Alexandre Astruc and François Truffaut. In a 1954 essay Truffaut attacked the French cinema of the Tradition of Quality, in which screenwriters faithful to the script merely adapted a literary novel. In 1955 he coined the phrase la politique des auteurs, the policy of the authors: directors who put their personality into their work make better films. In 1962 the American critic Andrew Sarris popularized it in the United States, calling it the auteur theory. One effect: critical and public scrutiny of films shifted from their stars to the creators.
1948
Astruc's camera-pen concept
1954
Truffaut attacks the Tradition of Quality
1955
Truffaut coins la politique des auteurs
1962
Sarris popularizes the auteur theory
1971
Kael publishes Raising Kane
It was never accepted without a fight. Pauline Kael argued that Citizen Kane was not simply the handiwork of the auteur Orson Welles but a collaboration, with co-screenwriter Herman J. Mankiewicz and cinematographer Gregg Toland instrumental. Film historian Aljean Harmetz used Casablanca, where the producer and the studio president gave key creative input, to argue that auteur theory collapses against the reality of the studio system.
The disagreement is more fruitful than it sounds. Sarris, on his feuds with Kael, said, "We made each other. We established a dialectic."
The auteur view
- The director is the main author
- Personal style across many films
The collaboration view
- Writers, cinematographers, producers shape the film
- The studio system matters
- The film is always a collective endeavor
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Recap
Auteur theory is a way of reading films as personal expression, and every film still takes a crowd.
💡 A trick to remember it · Auteur = author with a camera as pen; Kael's reply = a film is a crowd, not a signature.
Surprising fact · Truffaut's policy of the authors began in a 1954 essay attacking French screenwriters who merely adapted novels.
Sources (3)
No source, no claim. Every fact in this lesson (21 claims) cites at least one of these.